Phase II studies: International registry of colorectal carcinomatosis

Introduction

Peritoneal carcinomatosis is detected in approximately 10% of patients at the time of primary cancer resection.1 The prognostic study of Chu et al.,1 in 1989, reported 45 patients with a median survival of 6months after treatment with 5-fluorouracil and leucovorin. A French multicentre prospective study2 reported 118 patients studied from 1995 to 1997, with a median survival of 5.2months. In a recent retrospective analysis of 3019 colorectal cancer patients, 13% of patients presented with carcinomatosis and had a median survival of 7months.3 Despite the development of new more effective chemotherapeutic agents and combinations, the results of systemic chemotherapy treatment remain disappointing, with a limited impact on survival.4–6 Interesting survival results were obtained with the use of irinotecan or oxaliplatin on metastatic colorectal patients, but a great majority of patients had liver metastasis without peritoneal carcinomatosis.78#

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Novel therapeutic approaches to peritoneal carcinomatosis have emerged, combining cytoreductive surgery and peritonectomy procedures9 with perioperative intraperitoneal chemotherapy, including early postoperative intraperitoneal chemotherapy (EPIC) and/or intraperitoneal chemohyperthermia (IPCH).10–12#

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Cytoreductive surgery and perioperative intraperitoneal chemotherapy: phase II studies

Several phase II studies reported the use of this combined therapeutic strategy for patients with colorectal carcinomatosis with interesting survival results (Table 1). Many investigators demonstrate the importance of residual tumour volume following cytoreductive surgery. With a median follow-up of more than 4years, Elias et al.,12 who treated 56 patients with complete cytoreductive surgery followed by early postoperative intraperitoneal chemotherapy or IPCH, reported 2-year and 5-year survival rates of 60% and 27%, respectively. All phase II studies reported median survival of more than 2years and 5-year survival more than 20% for patients treated with complete macroscopic cytoreductive surgery or with residual tumour nodules less than 5mm following cytoreduction.#

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Moreover, the Netherlands Centre Institute reported a phase III study comparing standard treatment with palliative surgery followed by systemic 5-fluorouracil and leucovorin as first-line chemotherapy with maximal cytoreductive surgery with IPCH followed by the same regimen, in patients with known colorectal carcinomatosis.13 It strongly demonstrated the benefit of the combined procedure and was stopped for ethical reasons.#

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Despite many phases II and a phase III study suggesting benefit, the oncologic community remains sceptical regarding this combined therapeutic approach. To provide further data a collaborative effort of 28 institutions involved in the treatment of peritoneal surface malignancies provided information on a large number of patients with colorectal carcinomatosis, in order to evaluate the efficiency of this treatment, to answer questions regarding patient selection, and to identify principal prognostic indicators.#

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International registry of colorectal carcinomatosis treated by cytoreductive surgery combined with perioperative intraperitoneal chemotherapy14

Patients and methods

This registry included 506 patients who had undergone 533 procedures combining cytoreductive surgery and perioperative intraperitoneal chemotherapy for treatment of colorectal carcinomatosis. IPCH, EPIC, or both had to be administrated within 7days of surgery. Appendiceal malignancies were excluded because of their different prognosis. Twenty eight institutions participated.#

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A standard data form was created to retrieve information on the primary colorectal tumour, the status of the patient before undergoing the combined procedure. The extent of peritoneal carcinomatosis was assessed by intraoperative exploration. Individual institutions used two different tools (Gilly's classification1516 and Peritoneal Cancer Index or PCI of Sugarbaker1217) to assess the extent of carcinomatosis. To accommodate the two assessments in a single database two groups were formed: carcinomatosis with limited extent, corresponding to the stage 1 and 2 from the Gilly's classification and PCI less than 13 and carcinomatosis with extensive extent, corresponding to the stage 3 and 4 from the Gilly's classification and PCI equal or more than 13. Information recorded about the combined procedure including the date, the completeness of cytoreductive surgery, the simultaneous resection of primary tumour or of liver metastasis, the presence or absence of lymph node metastases (draining mesenteric, celiac, hepatic or retroperitoneal), the type of perioperative intraperitoneal chemotherapy (IPCH, EPIC or both), and treatment with adjuvant systemic chemotherapy including the drugs used. The assessment of the completeness of cancer resection (CCR) by cytoreductive surgery was performed by the surgeon at the end of the procedure and classified into three categories: CCR-0 indicated no macroscopic residual cancer remained; CCR-1 indicated no residual nodule greater than 5mm in diameter remained; CCR-2 indicated that the diameter of residual nodules was greater than 5mm. Information was obtained regarding the postoperative course, the follow-up and recurrence.#

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Results

There were 273 females and the median age was 51years (range 16–81years). Three hundred and twenty-two patients were treated in institutions that included more than 50 patients. Primary tumour was well differentiated in 122 patients, moderately differentiated in 188 patients, poorly differentiated in 122 patients and differentiation was unknown in 74 patients. The extent of carcinomatosis was limited in 171 patients and extensive in 329 patients. Two hundred and seventy-five patients were previously treated with systemic chemotherapy.#

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At the completion of a best surgical effort at cytoreduction, 271 patients were considered a CCR-0 resection, 106 patients were considered a CCR-1 and 129 patients a CCR-2. Sixty-one patients underwent a simultaneous resection of liver metastasis. The cytoreductive surgery was synchronous with the resection of the primary tumour in 99 patients. Two hundred and seventy-one patients underwent an IPCH alone, 123 patients underwent an EPIC alone and 112 patients underwent both treatments. All IPCH were given intraoperatively, following cytoreductive surgery, but with many variations in exposure techniques (open or closed wall), drugs, drug doses, duration (30–90min), intraperitoneal temperatures (40–43°C), type of perfusate and flow rates. The main regimen delivered MMC. EPIC was delivered during 5days, from day 1 to day 5 following surgery. The main regimen delivered intraperitoneal fluorouracil. Two hundred and four patients (48.7%) received systemic additional courses of systemic chemotherapy. Twenty-six patients underwent a second combined procedure, involving cytoreductive surgery and perioperative surgery and one patient a third procedure.#

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With a median follow-up of 53months (range 5–192months), the overall 1-year, 3-year, and 5-year actuarial survival were 72%, 39%, and 19%, respectively. The overall 1-year, 3-year, and 5-year disease-free survival were 40%, 16%, and 10%, respectively. By univariate analysis, the principal clinical factors were age, sex, lymph node involvement, tumour differentiation, and carcinomatosis extent (Table 2). The number of patients included and the location of primary tumour did not significantly influence survival. The 1-year, 3-year, and 5-year survival rates of patients with limited carcinomatosis were 92%, 50%, and 33%, respectively whereas there were 62%, 22%, and 11%, respectively, for patients with extended carcinomatosis (p<0.0001).#

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By univariate analysis, the principal therapeutic factors were the completeness of cytoreductive surgery, the synchronous resection of liver metastasis, the treatment with postoperative adjuvant systemic chemotherapy and the use of a second surgical procedure. For CCR-0 patients the 1-year, 3-year, and 5-year survival rates were 87%, 47%, and 31%, respectively with a median survival of 32.4months. For CCR-1 patients the 1-year, 3-year, and 5-year survival rates were 79%, 29%, and 15% respectively with a median survival of 24months. For CCR-2 patients, the 1-year and the 3-year survival rates were 38% and 6%, respectively with no patients alive at 5years and a median survival of 8.4months (p<0.0001). Survival rates were higher with the perioperative association of IPCH with EPIC than with IPCH or EPIC alone, but this difference was not significant (p=0.61).#

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A multivariate analysis using a Cox regression model was performed to determine which clinical or therapeutic variables were most strongly correlated with survival. The independent prognostic indicators were the completeness of cytoreduction, treatment with a second procedure, carcinomatosis extent, lymph node involvement, age, tumour differentiation, synchronous resection of liver metastasis, treatment with preoperative systemic chemotherapy, treatment with adjuvant systemic chemotherapy (Table 2).#

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Twenty patients died postoperatively. Major complications occurred in 116 patients (22.9%). A reoperation was necessary in 54 patients (10.7%). Digestive fistula was the principal complication and occurred in 42 patients (8.3%). Two factors increased significantly the risk of major complications: the extensive extent of carcinomatosis (p=0.005) and the use of EPIC (p=0.032).#

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Among all 506 patients, 371 recurrences were diagnosed. Among the 377 patients treated with CCR-0 or CCR-1 resection who did not die postoperatively, 242 recurrences (64.2%) were diagnosed. Peritoneal recurrences were detected in 158 patients (41.9%). The other sites of recurrence were systemic metastasis (liver, bones, lung and/or brain).#

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Rationale for using cytoreductive surgery and perioperative intraperitoneal chemotherapy

In the last decade, results of loco-regional treatment giving a hope of cure in selected carcinomatosis patients emerged. This treatment combined cytoreductive surgery with perioperative intraperitoneal chemotherapy. Cytoreductive surgery attempts to remove all macroscopic visible tumour with comprehensive visceral resections and peritonectomy procedures, stripping involved portions of the peritoneum.9 Perioperative intraperitoneal chemotherapy is used at the end of the operation to destroy residual microscopic disease thereby preventing malignant cell implantation and cancer recurrence.18 Institutions involved in the treatment of peritoneal surface malignancies developed two concepts of intraperitoneal chemotherapy which can be delivered alone or in association: the IPCH1019 and the EPIC.1220 The international registration including a large population of 506 patients,14 confirmed the interesting survival results observed in many single institution's studies using the combination of cytoreductive surgery and perioperative intraperitoneal chemotherapy for the treatment of colorectal carcinomatosis (Table 1). With an overall median survival of 19.2months, the 3-year and 5-year survival rates were 39% and 19%, respectively. Thirty-eight 5-year survivors were observed whereas no patient survived beyond 5years in the studies dedicated to the natural history of colorectal carcinomatosis.#

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Morbidity and mortality of an aggressive but comprehensive association

The combination of two aggressive loco-regional therapeutic approaches can lead to increased morbidity and mortality rates. This international registration reported morbidity and mortality rates of 22.9% and 3.7%, respectively, with 8.3% of digestive fistula. These results are comparable to those previously reported by the two most important trials dedicated to the analysis of the complications following cytoreductive surgery and perioperative intraperitoneal chemotherapy and which concluded that morbidity was correlated to the magnitude of surgery.2122 No evaluation of the magnitude of surgery was recorded in the registration, but it was observed that extended carcinomatosis which required extensive cytoreductive surgery had a significant negative influence on the rate of complications. Elias et al.,12 who treated patients with the combined procedures only when complete cytoreductive surgery was possible, previously reported that morbidity rates were correlated with carcinomatosis extent. Surgeons must use their judgment to achieve a balance between the postoperative risk of extensive surgery and potential benefit in survival and quality of life. Extended carcinomatosis is also a negative prognostic indicator. Its association with other negative prognostic indicators such as lymph node involvement, poor differentiation, liver metastasis may lead to contraindicate patients for aggressive surgery combined with perioperative intraperitoneal chemotherapy with a curative intent. The high but acceptable complications emphasize the necessity for patient selection. As age over 65years appeared to be a significant negative prognostic indicator of survival, this aggressive combined procedures should be reserved to younger patient, without cardio-respiratory or renal failure, especially when carcinomatosis is extended and requires an extensive cytoreductive surgery to expect survival benefit.#

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Completeness of cytoreductive surgery as principal prognostic indicator

As it was previously reported by single institution studies,10121920 the completeness of cytoreduction was reported in the registration as the principal independent prognostic indicator. For patients treated by complete cytoreduction, the median survival reached 32.4months and the 5-year survival was 31%. These results should shake the scepticism of the oncologic community. In 1988, a multi-institutional study of 859 patients who had undergone liver resections for colorectal liver metastasis was reported.23 The 5-year actuarial survival rate was 33% whereas postoperative deaths were censored. Since that time, to our knowledge, no randomized trial has demonstrated the benefit of surgery for the treatment of resectable colorectal liver metastasis. However, is there any oncologist who will not refer one of his patients with resectable liver metastasis from colorectal cancer to the surgeon? Even if the study of peritoneal carcinomatosis is more difficult in that diagnostic tests to precisely assess the extent and the possibility of complete resection are missing, each patient with colorectal carcinomatosis should be referred to centres involved in the management of peritoneal malignancies for evaluation. Peritoneum should be considered as an organ and peritoneal carcinomatosis should be treated as well as other metastases (liver, lung). Moreover, a procedure combining cytoreductive surgery and perioperative intraperitoneal chemotherapy does not contraindicate a second procedure for patients who presented with recurrence. Indeed, the few patients who underwent a second combined procedure reached a median survival of 57.6months. This aggressive therapeutic strategy may lead to long-term survival for selected patients. As loco-regional recurrences occurred in 41.9% of patients treated with CCR-0 or CCR-1 resection and as their median disease-free survival was 13months, a second-look procedure may be indicated at 1year for patients who presented without any evidence of recurrence on morphologic examination. Recurrences with limited carcinomatosis, often undetectable on the standard morphologic examination, could be treated with greater efficiency with a second combined procedure.#

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Prognostic factors that will help patient selection

Independent negative prognostic indicators included lymph node involvement and synchronous resection of liver metastasis. As they seemed to profoundly influence the prognosis, they must be carefully assessed: preoperative CT scan and/or intraoperative ultrasonography for the detection of liver metastasis and multiple intraoperative biopsies for the assessment of lymph node involvement. They usually indicate systemic dissemination of the disease. An exclusive loco-regional therapeutic approach for a disease that is not confined to the peritoneum cannot be sufficient. Additional systemic chemotherapy should be indicated in these cases. Many of the patients included in the registration underwent systemic chemotherapy before and after the procedures. In this retrospective review the variability between administration and drugs used was too great to allow us a firm conclusion as to whether chemotherapy improved prognosis. It is beyond the capability of this analysis to confirm or deny the value of adjuvant or preoperative systemic chemotherapy. However, adjuvant systemic chemotherapy significantly improved survival in the group of patients treated with incomplete cytoreduction. Because of the recent development and the interesting results in metastatic colorectal patients of new anticancer drugs such as oxaliplatin and irinotécan,78 systemic chemotherapy using these two drugs should be proposed to patients with carcinomatosis which cannot be completely resected or associated with liver metastasis and lymph node involvement and may be evaluated by randomized studies. The use of preoperative systemic chemotherapy had a significantly negative influence on survival. This could be explained by the fact that this chemotherapy delayed the combined procedure and the surgery and might have compromised the possibility of complete cytoreduction. But patients given preoperative chemotherapy may also have had more disease burden, which would explain their course.#

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IPCH, EPIC or both?

The type of perioperative intraperitoneal chemotherapy remains controversial but most of the centres involved in the treatment of peritoneal surface malignancies are currently using IPCH, which was part of treatment for 75.7% of patients in the registration. Unfortunately, as with EPIC, the procedure is not standardized, with many variations in exposure techniques, drugs, drug doses, duration, temperature, and flow rates.24–26 There are some technical differences between EPIC and IPCH that may be exploited in different patient populations. EPIC has the advantage that it can be performed anywhere and at any time because it does not necessitate any special apparatus. This is most relevant and useful when the carcinomatosis is a fortuitous discovery during laparotomy. Pestiau and Sugarbaker20 reported the better prognosis of patients with colorectal carcinomatosis treated with concomitant management of primary tumour. The registration felt to demonstrate that synchronous treatment of carcinomatosis with the resection of primary tumour improved overall survival. The theoretical deficiencies of EPIC include a failure to uniformly treat all the peritoneal surfaces, failure to provide the additive effect of hyperthermia,2728 a requirement for 5days of added patient discomfort, and the maintenance of high concentration of chemotherapy surrounding intestinal anastomoses, which increased the risk of complications, as was observed in the present study. No significant differences in survival were observed between patients treated by IPCH alone, EPIC alone, or both, but survival results were better with the association. Regarding the design and the bias of the registration and the great heterogeneity of the techniques and drugs used, no conclusions on the more efficient perioperative intraperitoneal chemotherapy can be established.#

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Conclusions

The novel therapeutic approach combining cytoreductive surgery and perioperative intraperitoneal chemotherapy may be the most promising new treatment for colorectal cancer for the next decade. It offers hope for cure to patients who had in the past no escape from a terminal illness. The international registration, despite its bias due to its design, identified several useful prognostic indicators for patient selection. The use of perioperative intraperitoneal chemotherapy and its modalities still need to be validated by randomized studies. We probably have to use new anti-cancer drugs such as oxaliplatin or irinotecan, which had already been tested with IPCH and which seemed to give preliminary interesting survival results despite a high haematological toxicity,2930 A trial comparing IPCH with the most modern systemic polychemotherapy, after maximal cytoreductive surgery, is warranted. Although this trial would have a strong scientific and ethical rationale, the team undertaking it will probably face numerous recruitment difficulties due to the patients' refusal to be randomized into the control group.31#

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Acknowledgements

Special thanks to the members of the International Registry of Colorectal Carcinomatosis: O. Glehen,1 F. Kwiatkowski,2 P.H. Sugarbaker,3 D. Elias,4 E.A. Levine,5 F.N. Gilly,1 M. De Simone,6 R. Barone,7 Y. Yonemura,8 F. Cavaliere,9 F. Quenet,10 M. Gutman,11 A.A.K. Tentes,12 G. Lorimier,13 J.L. Bernard,14 J.M. Bereder,14 J. Porcheron,15 A. Gomez-Portilla,16 P. Shen,5 M. Deraco,17 P. Rat,18 D. Kecmanovic,19 P. Pesko,19 P. Piso,20 G. Sebbag,21 A.M. Lowy,22 H. Legendre,23 I. Di Carlo,24 K.H. Link,25 F. Ferreira,26 L.G. Bayon,27 J. Lange,28 J. Zhao,29 D.L. Morris.29#

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Centre Hospitalo-Universitaire Lyon Sud, Pierre Bénite and Equipe Accueil 3738, Université Claude Bernard Lyon 1, Oullins, France1; Centre Jean Perrin, Clermont-Ferrand, France2; Washington Hospital Center, Washington DC, USA3; Institut Gustave Roussy, Villejuif, France4; Wake Forest University, Baptist Medical Center, Department of General Surgery, Winston-Salem, NC, USA5; San Giuseppe Hospital, Empoli, Florence, Italy6; SharpHealthCare, San Diego, CA, USA7; Shizuoka Cancer Centre, Shizuoka, Japan8; Regina Elena National Cancer Institute, Roma, Italy9; Centre Val d'Aurelle, Montpellier, France10; Tel-Aviv Medical Center, Tel-Aviv, Israel11; Didimotichon General Hospital, Didimotichon, Greece12; Centre Paul Papin, Angers, France13; Centre Hospitalo-Universitaire l'Archet 2, Nice, France14; Centre Hospitalier de Bellevue, Saint-Etienne, France15; Hospital Santiago Apostol, Vitoria, Spain16; Istituto Nazional Tumori, Milan, Italy17; Centre Hospitalo-Universitaire, Dijon, France18; Clinical Center of Serbia Pasterova 2, Belgrade, Yugoslavia19; Medinische Hochschule Hannover, Hannover, Germany20; Soroka University Medical Center, Beer Sheva, Israel21; University of Cincinnati, Cincinnati, OH, USA22; Institut J. Bordet, Bruxelles, Belgium23; University of Catania, Cannizaro Hospital, Catania, Italy24; Asklepios Tumor Center Rhein-Main, Wiesbaden, Germany25; AC Camargo Cancer Hospital, Sao Paulo, Brazil26; Hospital Gregorio Maranon, Madrid, Spain27; Spitalregion St. Gallen Rorschach, Switzerland28; St George Hospital, Kogarah, Australia.29#

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Figures and Tables

Table 1

Treatment of peritoneal carcinomatosis with cytoreductive surgery combining with intraperitoneal chemotherapy
Authors Year No. of patients Follow-up (months) Treatment Median survival (months) 1-year survival 2-year survival 5-year survival
Pestiau and Sugarbaker20 1996 104 CC+IPCH+EPIC or CC+EPIC 11.9
Complete cytoreduction 44 40 24 30%
Incomplete cytoreduction 55 12 12 0%
Elias et al.12 2001 64 52 CC+IPCH or CC+EPIC 35.9 60% 27%
Complete cytoreduction 64 35.9 60% 27%
Incomplete cytoreduction 0
Pilati et al.32 2003 34 14 CC+IPCH (MMC+CDDP) 18 70% 31%
Glehen et al.33 2004 53 59 CC+IPCH (MMC) 12.8 55% 32% 11%
Complete cytoreduction 23 32.9 85% 54% 21%
Shen et al.34 2004 77 15 CC+IPCH (MMC) 16 56% 17%
Complete cytoreduction 37 28 34%
Verwaal et al.35 2004 102 42 CC+IPCH (MMC) 20
50 39
CC, cytoreductive surgery; EPIC, early postoperative intraperitoneal chemotherapy; MMC, mitomycin C; CDDP, cisplatin; –, not stated.

Table 2

Principal prognostic factors of survival
Variables Univariate analysis Multivariate analysis
Positive prognostic factors
Sex: female 0.003 n.s.
Negative lymph node involvement 0.003 0.002
Limited extent of carcinomatosis <0.0001 <0.001
Postoperative systemic chemotherapy 0.021 0.04
Treatment with second procedure <0.001 <0.001
Complete cytoreduction <0.0001 <0.0001
Negative prognostic factors
Age ≥65years 0.04 0.002
Poor tumor differentiation <0.0001 0.003
Preoperative systemic chemotherapy 0.35 0.01
Resection of concomitant liver metastasis 0.008 0.004
n.s., not significant.

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